OKXICE LLC: OKXICE Publishes October 4 Notice for 63 Tokenized Stocks Under SEC Exemption

Sixty three tokenized NMS stocks sit at the center of the October 4 2026 public notice from OKXICE LLC.

Notice Background

OKXICE LLC published the document under the SEC’s temporary conditional exemptive relief known as the TSV Exemption referenced as 91 Fed. Reg. 60168 from September 22 2026. The filing describes operation of a tokenized securities venue that pairs those stocks with USDC USDG or USDT. The notice explicitly states that OKXICE TSV is not registered with the SEC for these activities and that the regulator has not reviewed the merits of any disclosures.

Ownership Details

OKXICE LLC operates as a Texas joint venture split evenly between Intercontinental Exchange Holdings Inc. and OKC USA Holding Inc. This structure supports the venue that runs on permissioned AMM pools built with Uniswap v4 on XLayer plus an OKXICE hook. Only wallets holding a non-transferable approval token from OKXICE can trade or add liquidity. The setup includes no order book no custody of participant assets and no extension of credit.

Backing and Rights

Each tokenized stock in the roster carries one for one backing by the actual NMS share held at an SEC registered broker dealer that belongs to FINRA. The notice indicates that holders receive identical dividends voting rights and economic exposure as direct owners of the underlying shares.

Operating Hours and Limits

The venue description covers twenty four hours a day seven days a week. Volume caps apply under the exemption. Tier 1 names face a maximum of seventy five symbols with trading volume capped at zero point two five percent of the prior month’s average daily volume. Tier 2 allows up to two hundred fifty symbols and two point five percent of that volume measure. A second breach of the volume limit triggers a three month pause in that symbol.

Roster Highlights

The opening list includes crypto adjacent names such as MSTR COIN CRCL BTGO and SECZ together with NVDA TSLA AAPL JPM and GS. As of the notice date Cerebras Systems Inc. listed as CBRS had filed an issuer objection.

Screening Process

Identity and AML checks run through OKX Inc. with ongoing wallet re screening against sanctions lists. The notice serves as a regulatory venue filing rather than a national exchange registration or a spot crypto listing announcement.

The document points readers to the OKXICE TSV disclosure channel for further updates on the exemption framework.